Current Investigations 

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A Look at Thomas Kelly Jr.'s BrokerCheck

Broker Thomas Kelly Jr. (CRD# 2877415) currently is registered at Aegis Capitol Corporation in New York, New York. Kelly has twenty-one customer di...

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Former Broker Patrick Egan Has Six Customer Disputes Reported on His Bro...

Former Broker Patrick Egan (CRD# 2973478) most recently was registered at Western International Securities, Inc. ("Western"), in Glendora, Georgia....

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A Look at Former Broker Michael Lackwood's BrokerCheck

Former broker Michael Lackwood (CRD# 4742917) most recently was registered at APW Capitol Inc., in Rockaway, New Jersey. Lackwood has four customer...

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A Look at Broker Gregory McLeod's BrokerCheck

Broker Gregory McLeod (CRD# 2741097) currently is registered at NFSG Corporation in Boca Raton, Florida. McLeod has five customer disputes reported...

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A Look at Broker Jeffrey Meyers's BrokerCheck

Broker Jeffrey Meyers (CRD#2192759) currently is registered at Osaic Wealth, Inc., in Overland Park, Kansas. Meyers previously was registered at Ce...

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A Look at Former Broker Isaiah Williams Jr.'s BrokerCheck

Former Broker Isaiah Williams Jr. (CRD # 6211219) most recently was registered at Merrill Lynch, Peirce, Fenner, and Smith Inc., in Boca Raton, Flo...

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A Look at Broker John Marcheso's BrokerCheck.

Broker John Marchesa (CRD#869337) currently is registered at Centaurus Financial LLC, in Vero Beach, Floridia. Marchesa has five customer disputes ...

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Matthew Stucke Has Eight Customer Disputes and One Bankruptcy According ...

Broker Matthew Stucke (CRD#4840895) currently is registered at Cetera Investment Advisors LLC, in Milton, Georgia. Stucke has eight customer disput...

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A Look at Broker Edward Hill's BrokerCheck

Broker Edward Hill (CRD#6008804) currently is registered at LPL Financial LLC, in West End, North Carolina. Hill has five customer disputes reporte...

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Broker Wilfredo Miranda Has Four Customer Disputes Reported on his Broke...

Broker Wilfredo Miranda (CRD#3273284) currently is registered at Ausdal Financial Partners, Inc., in Oakbrook Terrace, Illinois. Miranda has four c...

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Latest News & Articles
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Snowden Lane Partners to Pay $364,590 Over Undisclosed Conflicts and Mis...

Snowden Lane Partners will pay $364,590 to settle Securities and Exchange Commission (SEC) charges that it failed to disclose compensation arran...

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SEC Issues its 2026 Enforcement Report

The Securities and Exchange Commission (SEC) filed 348 enforcement actions in fiscal year 2026, including 235 standalone actions and 113 follow-...

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Morgan Stanley Develops AI Super Agents to Build Portfolios and Manage C...

Morgan Stanley is developing AI-powered "super agents" that could eventually build investment portfolios, manage client accounts and handle many...

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Testimonials

Fantastic news!!!!  Your professionalism, support and expertise were greatly appreciated.  You made a difficult situation much more bearable.

Marci M.

Thank You from the bottom of our hearts for all you have done for us. When we realized this was a very bad investment - we did not know where to turn for help. Then we received your name. When we called you - you were so kind to us and then agreed to help us. For this we are so very grateful. The world would be a much nicer place if there were more people like the two of you in it. We will always remember all the help and kindness you have shown us. Thank you so very very much for everything.

Wayne and Judy S.

I want to thank you for your excellent professional representation. It was greatly appreciated.

Michael M.

I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.

As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.

Bill C. and Dan M.

Jim, Stephany and the whole team were a God send.  We felt like we were put into a situation where we had no advocate. Jim's team came in with a strong, well laid out strategy on how to get our story heard. Where our outside compliance company had no ability to help, our Broker Dealer was impenitent, and the regulators were aggressive pursuing vague rules, Jim came like a barricade against an assault we did not understand. Though you pay member dues to be affiliated with FINRA and a B/D, you have no voice. The only thing that is truly heard in this un-level playing field is a bulldog's bark like Jim's. I would encourage anyone to call Jim and his team to find a real ally in the tough and complicated world of securities regulation. They are truly the best.

Greg P.

I just wanted to say thanks again for preparing and executing my case in such a professional manner. It was a pleasure to watch two professionals take such pride in their work, as well as becoming personally in tune with your client (Me). I would personally recommend you and your firm to anyone.

John O.