A Look at Thomas Kelly Jr.'s BrokerCheck
Broker Thomas Kelly Jr. (CRD# 2877415) currently is registered at Aegis Capitol Corporation in New York, New York. Kelly has twenty-one customer disputes according to BrokerCheck.
For example, one settled customer dispute alleged unsuitable recommendation, misrepresentation, omissions, breach of fiduciary duty, negligence and breach of contract. The dispute alleged damages of $750,000.00 and settled for $200,000.00.
A settled customer dispute alleged suitability, unauthorized trading, breach of fiduciary duty and negligence. This dispute alleged damages of $500,000.00. Another settled customer dispute alleged misrepresentation, breach of contract and negligence with alleged damages of $230,000.00.
Additionally, a settled customer dispute alleges excessive trading with alleged damages of $211,844.00.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Thomas Kelly Jr. and would like a securities attorney to evaluate your case, please contact us.