Securities fraud

Securities fraud, otherwise known as investment fraud or stock fraud, is a deceptive practice in the stock market industry that influences investors to make financial decisions based on false information. Securities fraud often involves complex schemes, which are illegal and can be prosecuted as criminal offenses. The most common forms of securities fraud include Ponzi schemes and pump and dump schemes, where fraudsters manipulate stock prices and trading volumes to sell stocks at inflated prices once the price reaches a certain level. Other examples include internet fraud, broker embezzlement, and insider trading. Those schemes often target new investors and involve spreading false information through chat rooms and online forums. Fraudsters may offer guarantees of high returns with little or no risk, which is a hallmark of many scams and fraudulent schemes.

Federal and state laws and regulations provide remedies that will help you recover your lost investments. However, it is critical to consult an experienced attorney. The attorneys at Eccleston Law are experienced in this area, as well as other securities law areas such as breach of fiduciary duty, unauthorized trading, negligence, and much more.

If you are an investor in need of attorneys who are experienced in securities matters, schedule a telephone conference with Eccleston Law today. 

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Frequently Asked Questions

What is securities fraud?

Securities fraud involves deceptive practices that mislead investors and result in financial harm. This can include misrepresentation of investment risks, unsuitable recommendations, Ponzi schemes, or other broker misconduct. If you've lost money due to misleading advice, negligent or fraudulent actions by a financial advisor, you may be a victim of securities fraud.

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Marci M.

Jim, Stephany and the whole team were a God send.  We felt like we were put into a situation where we had no advocate. Jim's team came in with a strong, well laid out strategy on how to get our story heard. Where our outside compliance company had no ability to help, our Broker Dealer was impenitent, and the regulators were aggressive pursuing vague rules, Jim came like a barricade against an assault we did not understand. Though you pay member dues to be affiliated with FINRA and a B/D, you have no voice. The only thing that is truly heard in this un-level playing field is a bulldog's bark like Jim's. I would encourage anyone to call Jim and his team to find a real ally in the tough and complicated world of securities regulation. They are truly the best.

Greg P.

Thank You from the bottom of our hearts for all you have done for us. When we realized this was a very bad investment - we did not know where to turn for help. Then we received your name. When we called you - you were so kind to us and then agreed to help us. For this we are so very grateful. The world would be a much nicer place if there were more people like the two of you in it. We will always remember all the help and kindness you have shown us. Thank you so very very much for everything.

Wayne and Judy S.

I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.

As a financial advisor with over 20 years of experience, I feel fortunate to call Jim my attorney and friend. He is a fantastic lawyer and trusted advisor. He is skilled in the matters necessary to do the job well. He uses his thoughtful approach and calm demeanor to achieve a positive outcome for the client. If you want to feel confident that nothing will be missed and that you will be represented in a highly professional manner, call Jim Eccleston.

Bill C. and Dan M.

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