Who We Are

Our attorneys at Eccleston Law represent individual and institutional advisors involved in securities matters. Our team has many years of experience in delivering high-quality legal services for those who have been wronged by investment professionals and have suffered investment losses. The attorneys at Eccleston Law will work to understand your situation and fight to recover what you have lost. We provide a complete estimate of fees and costs (hourly, fixed, contingency, or blended) into a written agreement. 

Our experience in the financial services industry has given our attorneys a better understanding of our client's experiences and situations. Whether you've been wronged due to retirement planning negligence, are an investor who purchased an unsuitable investment, pursued an imprudent investment strategy, or were the victim of unauthorized trading, our attorneys are more than equipped to handle your legal matters.

Latest News & Articles
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Advisor Ordered to Pay $17.7 Million Over unsuitable REIT Sales

A FINRA arbitration panel has ordered former advisor Mark Sam Kolta to pay nearly $17.7 million in damages, plus interest and costs, to his form...

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FINRA Disciplinary Actions Rise for the First Time Since 2016

The Financial Industry Regulatory Authority (FINRA) increased its enforcement actions in 2024, marking the first rise in disciplinary cases sinc...

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Apex Clearing to Pay $3.2 Million in FINRA Settlement Over Securities Le...

Apex Clearing, the clearing arm of Apex Fintech Solutions, has agreed to pay $3.2 million to settle FINRA allegations that it failed to ensure c...

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Testimonials

I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.