A Look at Customer Allegations Against Marc M. Miller of Wedbush Securities, Inc.

March 31st, 2025, 2:19 PM

According to BrokerCheck, Marc M. Miller (CRD #1133692), a broker currently with Wedbush Securities Inc. and formerly with Western International Securities, has or has had three customer disputes. 

In one settled dispute, allegations included account related breach of contract, account related negligence, and breach of fiduciary duty. The client claimed that Miller made an unsuitable investment and provided false and misleading representations, seeking $100,000 in damages. A second settled dispute involved similar allegations, including suitability concerns, misrepresentation, account related negligence, and account related breach of contract. The client in this instance alleged $25,000 in damages, stating that Miller had purchased an unsuitable investment, and that his representation was false and misleading. 

A third dispute, currently pending in FINRA arbitration, alleges that Miller recommended unsuitable and misleading investments, with alleged damages amounting to $50,000.

We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments. 

We receive the highest rankings as attorneys for quality work and ethics.  We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives. 

We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Marc M. Miller and would like a securities attorney to evaluate your case, please contact us.  

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