Former Broker Alvery Barlett Jr.'s Eight Customer Disputes and One Regulatory Disclosure
Former Broker Alvery Barlett Jr. (CRD# 13975) currently is not registered but formerly was registered at Aegis Capitol Corporation in Clayton, Missouri. Barlett has eight customer disputes and one regulatory disclosure according to BrokerCheck.
For example, one customer dispute alleges unsuitable investments, misrepresentation, and questionable conduct relating to a private hedge fund and various business ventures. The claim alleges damages of $10,000,000.00 and settled for $2,500,000.00.
Another customer dispute alleges unsuitability, and misrepresentation, with alleged damages of $3,940,000,00. The dispute settled for $450,000.00.
Additionally, a regulatory disclosure reveals that Barlett was subject to the condition of heightened supervision.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Alvery Barlett Jr. and would like a securities attorney to evaluate your case, please contact us.