Broker William Dobbs Has Several Customer Disputes and Other Issues
Broker William Dobbs (CRD# 1064156) currently is registered at Centaurus Financial, Inc., in Clinton, Tennessee. Dobbs has one regulatory action (on appeal), twelve customer disputes, four judgements/liens, and one termination according to BrokerCheck.
For example, Dobbs is appealing a regulatory decision by the Georgia Department of Insurance, which found that Dobbs has shown lack of trustworthiness or lack of competence to act as a licensee under this chapter; pursuant to O.C.G.A. Section 33-23-21 (11). The decision is currently on appeal.
A settled customer dispute alleges unsuitable recommendations and illiquid investments. The dispute alleged damages of $500,000.00. Another settled customer dispute alleged unsuitable investments and breach of fiduciary duty, with alleged damages of $138,000.00.
Additionally, Dobbs has reported liens from 2016 for $32,133.65 and another from 2021 for $30,480.43.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with William Dobbs and would like a securities attorney to evaluate your case, please contact us.
