Broker Shirley Wong Has Seventeen Customer Disputes According to BrokerCheck
Broker Shirley Wong (CRD# 4869184) currently is registered at Emerson Equity, Inc., in Daly City, California. Wong has seventeen customer disputes and one termination reported on her BrokerCheck.
For example, one customer dispute alleged breach of contract, negligence, negligent supervision. Bond purchase occurred during 2018. The dispute alleged damages of $500,000.00.
Another settled customer dispute alleged breach of contract and fiduciary duty, failure to supervise, negligence, violation of Best Interest for a $100,000 bond purchase made in 2020. The dispute alleged damages of $150,000.00.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Shirley Wong and would like a securities attorney to evaluate your case, please contact us.
