A Look At Gregory Paris's BrokerCheck
Broker Gregory Paris (CRD# 2068204) currently is not registered and previously was registered at Barrington Research Associates, Inc., in Chicago, Illinois. Paris has one regulatory event and one termination according to BrokerCheck.
For example, the regulatory event alleged that Paris disproportionately allocated certain profitable securities trades to himself and certain unprofitable trades to his advisory clients. This resulted in a breach of fiduciary duty and violation of Section 206(2) of the Advisers Act.
Paris voluntarily resigned from Barrington Research Associates after the SEC alleged that he allocated trades in a manner that disproportionately favored his account and disfavored client accounts. The SEC further alleged that certain statements in the BAM's annual Form ADV filings were inaccurate as they indicated that Paris's trading was being reviewed and clients would not be disadvantaged.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Gregory Paris and would like a securities attorney to evaluate your case, please contact us.
