A Look at Former Broker Michael Venturino's BrokerCheck
Former Broker Michael Venturino (CRD# 5872439) previously was registered at Spartan Capitol Securities LLC, in Garden City, New York. Venturino has two customer disputes and one regulatory action on his BrokerCheck.
For example, one settled customer dispute alleges breach of fiduciary duty, negligence, unsuitable investments, breach of contract, and churning. The dispute alleges damages of $985,000.00 and settled for $350,000.00.
Another settled customer dispute alleges fraud, unauthorized trading, churning, and misrepresentation. The complaint alleged damages of $200,000.00.
Additionally, a regulatory action alleged failure to cooperate with FINRA Enforcement by not submitting a response to a FINRA request to provide information concerning the status of a complaint, resulting in a suspension.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Michael Venturino and would like a securities attorney to evaluate your case, please contact us.