A Look At Broker Timothy Volker's BrokerCheck
Broker Timothy Volker (CRD#6822657) currently is not registered and previously was registered at LPL Financial LLC, in Pheonix, Arizona. Volker has one investigation and two terminations reported on his BrokerCheck
For example, one termination from August 2025 states that Volker was discharged from LPL Financial Services LLC for failure to disclose and receive prior approval for participation in an outside business activity and private securities transactions.
The second termination from March 2026 states that Volker was discharged from Exponent Wealth LLC for failure to disclose FINRA 8210 filing/investigation.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Timothy Volker and would like a securities attorney to evaluate your case, please contact us.
