A Look at Broker Philippus T. Van Staden's BrokerCheck
Broker Philippus T. Van Staden (CRD# 4489166) currently is registered at Green Vista Asset Management LLC, in Winter Park, Florida. Van Staden has 24 customer disputes reported on his BrokerCheck.
For example, one pending dispute alleges breach of fiduciary duty, negligence, negligent supervision, fraud, declaratory judgment, violation of Sections 10(b) of the Securities Exchange Act, and Rule 10b-5 of the Securities and Exchange Commission. The dispute alleges damages of $5,000,000.00.
Another pending customer dispute alleges violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, fraudulent misrepresentation/fraudulent inducement, private securities transactions without proper notice/approval supervisory liability, control person liability under Section 20(a) of the Securities Exchange Act of 1934, failure to supervise under FINRA Rule 3110, violation of California Corporations Code § 25401, violation of Wyoming Statutes Annotated § 17-4-501, and unjust enrichment/disgorgement. The dispute alleges damages of $3,450,000.00.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Philippus Van Staden and would like a securities attorney to evaluate your case, please contact us.
