A Look at Broker Daniel Pikula's BrokerCheck
Broker Daniel Pikula (CRD# 2563165) currently is registered at Money Manager Inc., in Wellington, Florida. Pikula has two regulatory actions and eight customer disputes according to BrokerCheck.
For example, one regulatory action from 2017 alleged prohibited business practices, unauthorized discretionary trading, and violating a registration agreement. The Florida regulator found that Pikula violated rules by exercising discretionary power in a customer's account without first obtaining written authority; and for violating the terms of his 2015 Registration Agreement with the Office of Financial Regulation. Pikula agreed to pay a $10,000 administrative fine.
A settled customer dispute alleged breach of fiduciary duty and negligence with alleged damages of $400,000.00. The dispute settled for $150,000.00. Another settled customer dispute alleged negligence, omission of fact, and breach of responsibility. The dispute alleged damages of $150.651.00.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Daniel Pikula and would like a securities attorney to evaluate your case, please contact us.
