A Look At Broker Brian Nelson's BrokerCheck
Broker Brian Nelson (CRD# 5065593) currently is registered at Emerson Equity, LLC, in Mission Viejo, California. Nelson has 16 customer disputes according to BrokerCheck.
For example, one settled customer dispute alleged breach of fiduciary duty, misrepresentation, negligence and beach of contract. The dispute alleged damages of $1,046,214.00.
Another settled customer dispute alleged breach of fiduciary duty, violation of FINRA/NYSE/SEC rules and regulations, breach of contract, negligence, negligent supervision, violation of securities acts and regulations, elder abuse, and unjust enrichment. The dispute alleged damages of $500,000.00.
We are a Chicago-based law firm with a national practice, representing investors nationwide in seeking to recover their investment losses. The firm continues to investigate brokerage firms and brokers who have placed elderly investors, retirees and other conservative investors in unsuitable investments.
We receive the highest rankings as attorneys for quality work and ethics. We successfully have filed numerous cases against brokerage firms that sold high-risk investments, recovering more than $50 million on behalf of victimized investors. In those cases, we allege that the investment recommendations were unsuitable for our clients based on their financial situation, needs, and investment objectives.
We offer free case evaluations and handle matters on a contingency fee basis-meaning you pay no attorney's fees unless we recover compensation for you. If you have incurred investment losses with Brian Nelson and would like a securities attorney to evaluate your case, please contact us.
